WebbMany translated example sentences containing "shared investment discretion" – Dutch-English dictionary and search engine for Dutch translations. WebbStrict restrictions: With this account, you set a very tight list of restrictions for advisors, such as keeping only to blue-chip stocks or requiring the broker to keep a set ratio of …

Discretionary and Non-Discretionary PM - eFinanceManagement

WebbNon-discretionary account. A non-discretionary account is an account where the client always decides whether or not to conduct a trade. A non-discretionary investment … Webbarent company of an entity or entities that employ or otherwise control the individuals that exercise investment discretion. arge Traders must identify themselves to the SEC using the new form 13H, and they must identify themselves to US broker-ealers with which they do business. . What is the identifying activity level (i.e., threshold) for ... chiric sanango benefits

Discretionary vs. Non-Discretionary Investment Accounts

Webbat discretion 1. 隨意，任意。 2. 無條件 (be allowed to work overtime at discretion 被允許自由加班。 surrender at discretion 無條件投降)。 at the discretion of 隨…的意思，憑…自行處理。 be in [within] one's discretion to (do) (做…)是某人的自由 [權限]。 leave to sb.'s discretion 交某人酌 (辦)，任某人自由決定。 use one's own discretion 依靠自己去判斷。 … Webb17 mars 2024 · An investment adviser exercises investment discretion with respect to an account if, directly or indirectly, the investment adviser: a. Is authorized to determine what securities or other property shall be purchased or sold by or for the account; or b. Webb1 sep. 2016 · The simplest definition can be found in the Form ADV Glossary, which states that an advisor has investment discretion if it has the authority to: Decide which … chirico wurst